Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gates is an experienced financial advisor with over 30 years of experience. David has a strong background in both investment advisory and brokerage services and holds a Series 7, Series 63, and Series 65 license. David is a Certified Financial Planner and a Chartered Financial Consultant. David is currently registered with Cetera Investment Advisers LLC and is located in Manchester Center, VT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VT
06/29/2023 - Present
Cetera Investment Advisers LLC (MANCHESTER CENTER VT)
VT
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MANCHESTER CENTER VT)
IA
10/02/1991 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CT
04/23/1986 - 11/05/1990
DILLON, READ & CO. INC. (STAMFORD CT)
IA
Issued 10/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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