Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gates is a financial advisor with Cetera Investment Advisers LLC. David has been in the financial services industry since March 18, 1987 and is registered as a Registered Representative in Texas and Vermont. David is a Certified Financial Planner and Chartered Financial Consultant. David has experience providing a wide range of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. David has worked for several firms, including VOYA FINANCIAL ADVISORS, INC., Locust Street Securities, Inc., Dillon, Read & Co. Inc. and Cetera Advisor Networks LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VT
06/29/2023 - Present
Cetera Investment Advisers LLC (MANCHESTER CENTER VT)
VT
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MANCHESTER CENTER VT)
IA
10/02/1991 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CT
04/23/1986 - 11/05/1990
DILLON, READ & CO. INC. (STAMFORD CT)
IA
Issued 10/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Gates is the right advisor for you? Invested Better is here to help.
