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David Monteiro

National Financial Services LLC

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About David Monteiro

David Monteiro is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with National Financial Services LLC. David has held previous positions at Capital Analysts, Incorporated and Commonwealth Equity Services, Inc. David is a Series 7 and Series 63 licensed representative.

Firm Information

David Monteiro is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Monteiro’s Registration & Firm History

RI

02/23/2016 - Present

National Financial Services LLC (SMITHFIELD RI)

MA

09/13/2004 - 08/29/2006

CAPITAL ANALYSTS, INCORPORATED (WESTPORT MA)

MA

05/31/2000 - 10/25/2002

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

OH

01/28/1997 - 05/09/2000

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

MA

02/21/1996 - 09/24/1996

COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)

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Licenses & Designations

BC

Issued 03/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Monteiro.
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