Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kelly is a financial advisor with Equity Services, Inc. David has been in the financial services industry since 1968 and holds the Series 7, Series 63 and SIE licenses. David is registered in Utah and California and specializes in financial planning, pension consulting, educational seminars and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
03/22/1973 - Present
Equity Services, Inc. (SALT LAKE CITY UT)
NJ
05/01/1993 - 07/31/1996
PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)
NJ
01/21/1993 - 05/01/1993
PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION (NEWARK NJ)
NA
08/19/1969 - 01/17/1982
CONNECTICUT MUTUAL LIFE INSURANCE COMPANY
NA
02/27/1969 - 04/18/1978
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
NA
05/26/1969 - 07/08/1977
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
NA
11/04/1971 - 10/15/1973
COMSTOCK SECURITIES, LIMITED
NA
10/10/1968 - 03/08/1973
TRANSAMERICA FUND SALES, INC.
BC
Issued 09/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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