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David Moe

Citadel Securities LLC

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About David Moe

David Moe is a financial professional with over 19 years of experience in the industry. David is currently registered with Citadel Securities LLC and Citadel Securities Institutional LLC. Previously, David has worked for Morgan Stanley & Co. LLC, Stifel, Nicolaus & Company, Incorporated and Goldman, Sachs & Co.. David is licensed to provide financial advice in 19 states.

Firm Information

David Moe is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Moe’s Registration & Firm History

IL

01/04/2024 - Present

Citadel Securities LLC (CHICAGO IL)

IL

01/29/2018 - 01/05/2024

MORGAN STANLEY & CO. LLC (Chicago IL)

IL

11/12/2015 - 02/02/2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)

NY

09/21/2004 - 11/05/2015

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/02/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2014

Series 3 - National Commodity Futures Examination

BC

Issued 09/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Moe.
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