Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mittelman is a financial advisor with LPL Financial LLC, based in Fort Mill, South Carolina. David has been in the financial services industry since 2003 and is registered with the state of North Carolina and South Carolina. He holds Series 7, 9, 10, 63, and 99TO licenses. David specializes in a variety of financial planning and investment services for individuals, businesses, and charitable organizations. He is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/14/2011 - Present
LPL Financial LLC (FORT MILL SC)
NJ
03/11/2009 - 06/09/2011
TORE SERVICES, LLC (MATAWAN NJ)
NJ
09/19/2005 - 06/11/2007
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
NJ
08/07/2001 - 06/11/2007
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 12/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Mittelman is the right advisor for you? Invested Better is here to help.
