Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mitchell Twiddy is a financial professional with over 36 years of experience in the financial services industry. David is currently registered with Ameriprise Financial Services, LLC and has been with the firm since August 2012. David holds Series 4, 7, 8, 9, 10, 63, 65, and 66 licenses, and has worked for firms such as BrokersXpress LLC, Banc of America Investment Services, Inc., Quick & Reilly, Inc., Spear Insurance Services, Inc., Spear Securities, Inc. and First Jersey Securities, Inc. David is registered to provide investment advisory services in Florida, Michigan, New Jersey, New York, North Carolina, Ohio, South Carolina, Utah, and Virginia. David specializes in working with high net worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth. David is committed to providing personalized financial advice and guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/12/2025 - Present
Ameriprise Financial Services, LLC (Wake Forest NC)
NC
07/07/2005 - 08/06/2012
BROKERSXPRESS LLC (RALEIGH NC)
MA
10/20/2004 - 11/09/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
07/01/1993 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
CA
08/11/1987 - 07/27/1993
SPEAR INSURANCE SERVICES, INC. (GLENDALE CA)
NA
06/25/1986 - 07/27/1993
SPEAR SECURITIES, INC.
NA
09/25/1985 - 06/04/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 11/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/1999
Series 4 - Registered Options Principal Examination
BC
Issued 05/24/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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