Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mitchell Kleinhandler is a financial advisor with over 15 years of experience in the financial services industry. David is currently registered with The Leaders Group, Inc. based in Littleton, Colorado. David is also registered with the following states: California, Delaware, Maine, New York, North Carolina, South Dakota, and Texas. David has passed the following exams: Series 63, Series 66, Series 24, Series 6TO, SIE, Series 7, and Series 6. David has held previous positions with Dynasty Securities, LLC, WAVECREST SECURITIES LLC, CONCEPT CAPITAL MARKETS, LLC, TOWER SQUARE SECURITIES, INC., AIG EQUITY SALES CORP., PRINCETON EQUITY SECURITIES, INC., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/28/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
10/23/2017 - 06/06/2019
DYNASTY SECURITIES, LLC (NEW YORK NY)
TN
08/12/2015 - 12/31/2015
WAVECREST SECURITIES LLC (BRENTWOOD TN)
NY
11/27/2013 - 05/14/2014
CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/11/1998 - 04/05/2006
TOWER SQUARE SECURITIES, INC. (NEW YORK NY)
NY
05/04/1995 - 02/28/1997
AIG EQUITY SALES CORP. (NEW YORK NY)
NY
04/28/1993 - 12/01/1993
PRINCETON EQUITY SECURITIES, INC. (NEW YORK NY)
NY
05/03/1988 - 05/09/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 03/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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