Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Halperin is a financial professional with over two decades of experience in the industry. David's career has included roles at several firms, including R. F. Lafferty & Co., Inc., AEON CAPITAL INC, GAR WOOD SECURITIES, LLC, TRANSCEND CAPITAL, PCS DUNBAR SECURITIES, LLC, GLB TRADING, INC, ELECTRONIC TRADING GROUP, LLC, COMPLETE TRADE, TRINIX SECURITIES LLC, ON-SITE TRADING, INC., and ETG, L.L.C. David specializes in providing investment advisory services to individuals and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/05/2019 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
CT
02/20/2018 - 04/05/2019
AEON CAPITAL INC (Westport CT)
CT
05/06/2016 - 02/13/2018
GAR WOOD SECURITIES, LLC (Westport CT)
CT
02/18/2011 - 06/03/2016
TRANSCEND CAPITAL (WESTPORT CT)
CT
05/18/2009 - 02/18/2011
PCS DUNBAR SECURITIES, LLC (WESTPORT CT)
CT
10/04/2006 - 04/29/2009
GLB TRADING, INC (WESTPORT CT)
CT
03/14/2003 - 11/23/2005
ELECTRONIC TRADING GROUP, LLC (WESTPORT CT)
TX
07/30/2002 - 01/24/2003
COMPLETE TRADE (AUSTIN TX)
CA
10/19/2001 - 06/20/2002
TRINIX SECURITIES LLC (ENCINITAS CA)
NY
10/17/2000 - 10/18/2001
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
04/17/2000 - 10/16/2000
ETG, L.L.C. (NEW YORK NY)
NY
10/28/1997 - 05/08/2000
ON-SITE TRADING, INC. (GREAT NECK NY)
BC
Issued 08/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/27/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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