Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mira is a financial professional who has been in the industry since 2002. He holds a Series 7, Series 79, Series 63 and SIE license. Currently, he works at Apollo Global Securities, LLC, where he has been employed since February 2023. He was previously at Credit Suisse Securities (USA) LLC and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
09/16/2015 - 02/16/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/26/2001 - 07/07/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 11/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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