Unclaimed
David Minyoung Oh is a financial advisor at Pimco Investments LLC. David has been in the financial industry since 2010. David is licensed in 51 states and holds the Series 3, 7, 24, and 66 licenses. David previously worked at J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/18/2011 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
NY
02/03/1998 - 03/18/1999
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 08/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2011
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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