Unclaimed
David Minton Payne is a financial advisor with PNC Capital Markets LLC. David has been in the securities industry since May 1, 2006. David is registered with the following states: District of Columbia, Florida, New Jersey, New York, Ohio, and Pennsylvania. David holds the following licenses: Series 7, Series 52TO, Series 53, Series 63, and the SIE. David's current branch location is in Scranton, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/02/2006 - Present
PNC Capital Markets LLC (Scranton PA)
BC
Issued 05/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/06/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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