Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Clapp is a financial professional with extensive experience in the industry, having started his career on December 5, 2016. David has worked for two firms. David is currently registered with Fidelity Brokerage Services LLC. Before joining Fidelity Brokerage Services LLC, David worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated. David currently holds licenses for Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7) and Uniform Combined State Law Examination (Series 66). David is registered to conduct business in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/15/2019 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
12/05/2016 - 10/29/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 01/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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