Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Milles Daniel has been in the financial services industry since January 11, 1992. David is currently registered with Citigroup Global Markets Inc. and holds Series 63 and 65 licenses, as well as Series 7 and SIE. David's past employment includes positions at TD Ameritrade, Inc., Citicorp Investment Services, Cal Fed Investments, Investors Capital Corp., BA Investment Services, Inc., Federation for Financial Independence, Griffin Financial Services, Kennedy, Cabot & Co., and Patrick-Riley Securities Inc. David also owns and operates a plumbing products business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/06/2007 - Present
Citigroup Global Markets Inc. (Port Hueneme CA)
CA
04/06/2007 - 06/12/2007
TD AMERITRADE, INC. (SANTA BARBARA CA)
NY
02/05/2003 - 06/02/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
12/07/1999 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
MA
08/27/1996 - 12/31/1998
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
CA
07/28/1992 - 10/26/1994
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
04/02/1991 - 07/08/1991
FEDERATION FOR FINANCIAL INDEPENDENCE
NA
06/30/1986 - 02/14/1991
GRIFFIN FINANCIAL SERVICES
NA
03/06/1986 - 06/23/1986
KENNEDY, CABOT & CO.
NA
01/23/1986 - 02/24/1986
PATRICK-RILEY SECURITIES INC.
IA
Issued 12/02/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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