Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Williams is a securities professional with over 9 years of experience in the industry. He is currently registered with Stonex Financial Inc. in New York, NY and has previously worked at INTL CUSTODY & CLEARING SOLUTIONS INC., STERNE, AGEE & LEACH, INC., and GARDNYR MICHAEL CAPITAL, INC. David Williams has a broad range of knowledge in the securities industry, having passed multiple securities licensing exams including the Series 7, Series 52, Series 53, Series 24 and Series 63. He is registered with the Financial Industry Regulatory Authority (FINRA) as well as with several states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/14/2014 - Present
Stonex Financial Inc. (NEW YORK NY)
AL
07/07/2016 - 07/05/2018
INTL CUSTODY & CLEARING SOLUTIONS INC. (BIRMINGHAM AL)
AL
07/07/2016 - 07/12/2017
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
02/07/2013 - 10/11/2013
GARDNYR MICHAEL CAPITAL, INC. (MOBILE AL)
BC
Issued 05/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2013
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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