Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Whelchel is a registered representative with Finalis Securities LLC. David has been in the securities industry since 2008. David holds a Series 7, Series 63, and Series 79TO licenses. David has previous experience with GROWTH CAPITAL SERVICES, INC., INTELLIVEST SECURITIES, INC., and BROWN ASSOCIATES, INC.. David is registered with the following states: California, Delaware, Florida, Louisiana, Maryland, Massachusetts, Minnesota, New York, North Carolina, Oregon, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/18/2022 - Present
Finalis Securities LLC (New York NY)
NC
04/06/2018 - 02/08/2022
GROWTH CAPITAL SERVICES, INC. (Ashville NC)
GA
05/17/2010 - 04/25/2018
INTELLIVEST SECURITIES, INC. (RIVERDALE GA)
TN
07/22/2008 - 05/17/2010
BROWN ASSOCIATES, INC. (LOOKOUT MOUNTAIN TN)
BC
Issued 08/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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