Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Weiner is a financial professional with over 20 years of experience in the industry. David has worked at several well-known financial firms, including Charles Schwab & Co., Inc., ING Financial Partners, Inc., and AXA Advisors, LLC. David holds Series 7, 9, 10, 52TO, 63, 66, 99TO and SIE licenses. David currently works at Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/29/2017 - Present
Pershing LLC (LAKE MARY FL)
FL
06/20/2011 - 09/20/2017
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
FL
12/17/2010 - 05/31/2011
ING FINANCIAL PARTNERS, INC. (TAVARES FL)
FL
10/23/2006 - 12/31/2010
ING FINANCIAL ADVISERS, LLC (TAVARES FL)
FL
08/24/2006 - 09/11/2006
AXA ADVISORS, LLC (ORLANDO FL)
TX
09/27/1996 - 07/15/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 08/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/05/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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