Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Vicini is a financial professional with over 7 years of experience in the securities industry. David is currently registered with Pinnacle Capital Securities, LLC in Long Beach, California. David has passed several industry exams, including the Series 63, Series 7, Series 24, Series 79, and Series 82. David is registered as a securities representative in California, Idaho, and Indiana. David has previous experience with Five 9 Securities, LLC, US Capital Global Securities, Inc., and Aaron Capital Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/21/2018 - Present
Pinnacle Capital Securities, LLC (Long Beach CA)
CA
01/06/2017 - 07/30/2018
FIVE 9 SECURITIES, LLC (LADERA RANCH CA)
CA
08/30/2016 - 12/22/2016
US CAPITAL GLOBAL SECURITIES, INC. (SAN FRANCISCO CA)
GA
01/21/2015 - 08/12/2016
AARON CAPITAL INCORPORATED (COLUMBUS GA)
BC
Issued 02/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2016
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 01/21/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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