Unclaimed
David Michael Vennefron is a financial advisor who has been working in the industry since 1999. He is currently registered with Robinhood Securities, LLC in Florida. Previously, he worked at Raymond James & Associates, Inc. and Northern Trust Securities, Inc. David Michael Vennefron has a wide range of experience in the financial services industry and holds a number of securities licenses. He is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/28/2020 - Present
Robinhood Securities, LLC (Lake Mary FL)
FL
01/24/2020 - 02/06/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/30/2018 - 02/06/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
IL
12/06/2005 - 10/29/2018
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
RI
12/23/1997 - 06/04/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 01/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/20/2008
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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