Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Torrence is a financial advisor with over six years of experience in the industry. David has been registered with Morgan Stanley & Co. LLC since October 28, 2020. Prior to joining Morgan Stanley, David was registered with RBC Capital Markets, LLC and Wells Fargo Securities, LLC. David is licensed to conduct business in California and New York. David holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/28/2020 - Present
Morgan Stanley & Co. LLC (San Francisco CA)
CA
02/20/2019 - 10/27/2020
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
NC
07/11/2017 - 02/19/2019
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 07/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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