Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Topper has been in the financial services industry since June 1999. He is currently a Registered Representative at Charles Schwab & Co., Inc., in Chicago, IL, and has been with the firm since May 2020. Previously, David worked with USAA FINANCIAL ADVISORS, INC. in Atlanta, GA, from February 2015 to May 2020. David also holds Series 6, 7, 10, 31, 63, and 66 licenses, as well as the SIE certification. David is a Certified Financial Planner and Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IL
06/05/2020 - Present
Charles Schwab & CO., Inc. (Chicago IL)
GA
02/23/2015 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (ATLANTA GA)
GA
10/06/2011 - 02/10/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DULUTH GA)
GA
05/25/2011 - 09/08/2011
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
07/27/2009 - 05/24/2011
EQUITY SERVICES, INC. (ATLANTA GA)
GA
06/01/2009 - 07/23/2009
MORGAN STANLEY SMITH BARNEY (ATLANTA GA)
GA
03/15/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
05/07/1999 - 03/19/2007
VALIC FINANCIAL ADVISORS, INC. (ATLANTA GA)
TX
05/07/1999 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 03/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/23/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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