Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Suess has been an active investment advisor for over 17 years. David has a long history in the financial industry, starting in 1999. David is currently registered with Charles Schwab & CO., Inc., but has also held previous roles with USAA Financial Advisors, Inc., USAA Investment Management Company, and First Investors Corporation. David holds a variety of licenses and certifications, including Series 6, Series 7, Series 9, Series 10, Series 63, and Series 65. David has a strong background in financial planning and portfolio management and is committed to providing his clients with personalized financial advice. David is also a Registered Representative of Charles Schwab & CO., Inc. David is a highly experienced and knowledgeable financial advisor who is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
05/26/2020 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
08/31/2007 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
TX
07/24/2014 - 11/03/2016
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
AZ
02/13/2006 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
NJ
11/17/1999 - 02/07/2000
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 08/01/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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