Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Stewart is a financial advisor who has been in the industry since 1997. David is currently registered with Raymond James Financial Services Advisors, Inc., and holds the Series 6, Series 7, Series 63, and Series 65 licenses. David has previously worked with CUNA Brokerage Services, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and PFS Investments Inc. David offers financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
02/29/2016 - Present
Raymond James Financial Services Advisors, Inc. (COLCHESTER CT)
CT
12/03/2002 - 02/15/2016
CUNA BROKERAGE SERVICES, INC. (NORWICH CT)
MN
02/19/1998 - 11/13/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/19/1998 - 11/13/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
04/10/1997 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 04/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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