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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Spungen is an investment advisor representative with Corient. David has been in the financial industry for over 30 years and has extensive experience in providing investment advice to individuals and businesses. David's primary focus is on financial planning, portfolio management, and pension consulting. David has a strong track record of success in helping clients achieve their financial goals. David is also a member of the advisory board of Simply Good Jars, a consumer packaged goods company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
NY
12/14/2022 - Present
Corient (New York NY)
ME
10/11/2000 - 11/14/2005
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
PA
03/20/1998 - 11/01/1999
CMS INVESTMENT RESOURCES, INC. (WYNNEWOOD PA)
NA
09/24/1987 - 04/09/1988
RYAN, BECK & CO.
IA
Issued 02/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2015
Series 30 - NFA Branch Manager Examination
BC
Issued 04/27/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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