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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Spataro is a financial advisor with Ameriprise Financial Services, LLC. David has been in the financial services industry since 2011 and is licensed to provide financial advice in California and several other states. David has a wide range of experience working with both individuals and businesses, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/24/2021 - Present
Ameriprise Financial Services, LLC (San Diego CA)
AZ
07/08/2019 - 04/01/2021
WADDELL & REED (PEORIA AZ)
KS
09/09/2011 - 09/19/2018
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
09/24/2010 - 09/19/2018
WADDELL & REED (OVERLAND PARK KS)
IA
Issued 08/08/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2019
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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