Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sotsky is a financial advisor with over 25 years of experience in the industry. David currently works for Rockefeller Financial LLC in Bethesda, MD. David has previously worked for several other firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, City National Securities, Inc., UBS Financial Services Inc., Citigroup Global Markets Inc., Dean Witter Reynolds Inc., and Olde Discount Corporation. David is licensed to provide financial advice in various states, including Maryland, Texas, Arizona, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Louisiana, Maine, Massachusetts, Missouri, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Utah, Virginia, and Washington. David specializes in providing financial advice to high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MD
04/29/2022 - Present
Rockefeller Financial LLC (Bethesda MD)
MD
09/30/2011 - 05/03/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BETHESDA MD)
CA
02/28/2011 - 09/29/2011
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
DC
08/22/2007 - 05/19/2009
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
DC
12/21/2000 - 09/06/2007
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
NY
09/21/1998 - 01/08/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MI
08/25/1997 - 09/01/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 04/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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