Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Smith is a financial advisor with over 40 years of experience in the financial services industry. David is a Certified Financial Planner and has been registered with Ausdal Financial Partners, Inc. since 2024 and Intervest International, Inc. since 2010. Previously, David has also been employed by INTERVEST INTERNATIONAL EQUITIES CORPORATION, SECURITY DISTRIBUTORS, INC., INTEGRATED RESOURCES EQUITY CORPORATION, FINANCIAL PLANNERS EQUITY CORPORATION, and CORNERSTONE FINANCIAL SERVICES, INC.. David is licensed to provide investment advice in a number of states. In addition to providing investment advice, David also provides other financial services including tax preparation and insurance sales. David's office is located in COLORADO SPRINGS, CO. David is committed to providing his clients with the highest level of personalized service and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
CO
02/04/2025 - Present
Ausdal Financial Partners, Inc. (COLORADO SPRINGS CO)
CO
01/15/1988 - 06/01/1995
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
KS
01/15/1987 - 09/12/1989
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
NA
12/24/1987 - 02/16/1988
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/23/1981 - 12/24/1987
FINANCIAL PLANNERS EQUITY CORPORATION
NA
04/03/1978 - 03/17/1981
CORNERSTONE FINANCIAL SERVICES, INC.
BC
Issued 10/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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