Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sherwood is a financial advisor at Greenberg Financial Group. David has been in the industry since 1982. He has a broad range of experience, working previously with RBC DAIN RAUSCHER INC., PRUDENTIAL SECURITIES INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and E. F. HUTTON & COMPANY INC. David is registered with the state of Arizona and has several licenses and certifications including Series 3, 4, 7, 24, 55, 63, 65, and SIE. David is experienced in providing financial planning, portfolio management, and other investment advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Portfolio reviews
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/25/2023 - Present
Greenberg Financial Group (TUCSON AZ)
NY
07/10/1998 - 03/12/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
03/05/1993 - 06/02/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/28/1987 - 02/23/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
12/24/1981 - 11/17/1987
E. F. HUTTON & COMPANY INC
IA
Issued 04/20/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/05/1991
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Sherwood is the right advisor for you? Invested Better is here to help.
