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David Michael Senich

FHN Financial Securities Corp.

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About David Michael Senich

David Senich is a financial professional with over 20 years of experience in the industry. Currently, David is registered with FHN Financial Securities Corp. in Houston, Texas. In the past, David has worked with several other firms including Coastal Securities, Inc., Mountainview Securities, LLC, Madison Williams and Company, SMH Capital Inc., and Spires Financial, L.P. David holds a Series 7 and Series 63 license, as well as the Securities Industry Essentials (SIE) exam. David is registered to provide investment advice in California, Kentucky, Mississippi, Missouri, and Texas.

Firm Information

David Senich is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Senich’s Registration & Firm History

TX

04/01/2017 - Present

FHN Financial Securities Corp. (HOUSTON TX)

TX

01/10/2012 - 04/01/2017

COASTAL SECURITIES, INC. (HOUSTON TX)

TX

08/05/2010 - 01/09/2012

MOUNTAINVIEW SECURITIES, LLC (HOUSTON TX)

TX

12/02/2009 - 07/30/2010

MADISON WILLIAMS AND COMPANY (HOUSTON TX)

TX

07/07/2000 - 12/16/2009

SMH CAPITAL INC. (HOUSTON TX)

TX

06/16/2000 - 07/06/2000

SPIRES FINANCIAL, L.P. (HOUSTON TX)

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Licenses & Designations

BC

Issued 06/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Michael Senich. Review regulatory record here.
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