Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Searles is a financial advisor with over 30 years of experience in the industry. David Searles has worked at Raymond James Financial Services Advisors, Inc. since 2016. Previously, David Searles worked at Morgan Stanley and Merrill Lynch. David Searles holds multiple licenses, including Series 7, 10, 9, 31, 63 and 65. David Searles is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). David Searles has a strong track record of success in providing financial advice to individuals, families, and businesses. David Searles is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
09/26/2016 - Present
Raymond James Financial Services Advisors, Inc. (POMPANO BEACH FL)
MO
02/20/2014 - 04/07/2015
MORGAN STANLEY (CLAYTON MO)
MO
02/01/2005 - 03/31/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
NY
05/15/2000 - 02/02/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
09/09/1986 - 07/24/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
08/21/1985 - 09/12/1986
THE CAREY COMPANY
BC
Issued 03/06/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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