linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Michael Schumacher

Cleveland Research Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Michael Schumacher

David Schumacher is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with Cleveland Research Co. LLC, a firm that provides equity research reports. David's career began in 1999, when he registered as a broker at Dain Rauscher Incorporated in New York. He went on to work at Tucker Anthony Incorporated in Boston, then First Tennessee Securities Corp. in Memphis, and finally FTN Midwest Securities Corp. in Cleveland before joining Cleveland Research Co. LLC. David has a Series 63, Series 7, and Series 65 license.

Firm Information

David Schumacher is currently registered with Cleveland Research Co. LLC. Cleveland Research Co. LLC is a Limited Liability Company formed in 2006. The firm offers equity research reports and has 75 registered representatives and 51 investment advisory personnel. Cleveland Research Co. LLC is registered in 6 states and with the SEC.

Not reported

Assets Under Management

22

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

equity research reports

Equity research reports

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Subscription fees for research reports

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Schumacher’s Registration & Firm History

OH

03/29/2007 - Present

Cleveland Research Co. LLC (CLEVELAND OH)

OH

10/21/2002 - 07/14/2006

FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)

TN

08/05/2002 - 10/21/2002

FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)

MA

08/23/2000 - 01/26/2001

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

05/05/1999 - 07/31/2000

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

Not sure if David Michael Schumacher is right for you?

Licenses & Designations

IA

Issued 09/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Michael Schumacher.
Not sure if David Michael Schumacher is right for you?