Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Scharf is a financial advisor with Citizens JMP Securities, LLC in San Francisco, CA. David has been in the industry since June 8, 1990. Previously, David was with BANC OF AMERICA SECURITIES LLC, MONTGOMERY SECURITIES, and SMITH BARNEY INC. David holds the following licenses and registrations: Series 63, Series 24, SIE, Series 86, Series 87, and Series 7. David is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/05/2001 - Present
Citizens JMP Securities, LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 12/13/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
09/27/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
09/19/1989 - 02/29/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 11/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/28/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure David Scharf is the right advisor for you? Invested Better is here to help.
