Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Roth is a financial advisor with over 9 years of experience in the financial services industry. David is currently registered with McManus Cooper and is licensed to offer securities and investment advisory services in Colorado, Oregon and Washington. David has previously worked with Edward Jones, NYLIFE Securities LLC and Securities America, Inc. David specializes in providing financial planning and investment advice to individuals, businesses and charitable organizations. David is a strong advocate for his clients and works diligently to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
CA
10/06/2023 - Present
McManus Cooper (IRVINE CA)
WA
09/10/2018 - 10/06/2023
SECURITIES AMERICA, INC. (WHITE SALMON WA)
WA
02/06/2017 - 09/12/2018
GENEOS WEALTH MANAGEMENT, INC. (WHITE SALMON WA)
WA
03/10/2015 - 02/09/2017
EDWARD JONES (WHITE SALMON WA)
WA
06/12/2014 - 03/09/2015
NYLIFE SECURITIES LLC (WHITE SALMON WA)
BOTH
Issued 04/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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