Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Roberts is a financial advisor with J.P. Morgan Securities LLC. David Michael Roberts has been in the industry since August 2007. David Michael Roberts is registered with FINRA and the state of New Jersey and is also registered with the state of New Jersey as an Investment Advisor Representative. David Michael Roberts provides financial advice to individuals, businesses, pension and profit-sharing plans, corporations, and charitable organizations. David Michael Roberts specializes in portfolio management for individuals and businesses. David Michael Roberts's other business includes offering certain bank products and services, including deposit and credit products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
02/12/2013 - Present
J.p. Morgan Securities LLC (Morristown NJ)
NY
10/11/2007 - 03/08/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
PA
08/03/2006 - 04/16/2007
PNC INVESTMENTS (NEWTOWN PA)
NY
03/11/2003 - 08/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 07/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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