Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Rice is a financial advisor currently working with LPL Financial LLC. David has a diverse experience in the financial services industry, starting in 1986. David has held previous roles with CETERA ADVISOR NETWORKS LLC, PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES CORPORATION, PENN MUTUAL EQUITY SERVICES, INC., and BERKSHIRE EQUITY SALES, INC. David has a broad range of experience and expertise in different financial areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
11/01/2018 - Present
LPL Financial LLC (CRYSTAL LAKE IL)
IL
01/05/2001 - 11/02/2018
CETERA ADVISOR NETWORKS LLC (GLEN ELLYN IL)
NY
05/03/1999 - 01/02/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
01/07/1992 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
PA
04/03/1989 - 01/01/1992
PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)
MA
12/08/1986 - 04/03/1989
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
BC
Issued 12/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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