Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Regan is a financial advisor with over 20 years of experience in the industry. David is currently registered with SG Americas Securities, LLC, and is a Principal with the firm. Previously, David worked at Gallatin Capital LLC, Arden Securities LLC, RMG Partners, HVB Capital Markets, Inc., Commonfund Securities, Inc., and Alpha Securities Corp. David has a strong background in the financial services industry and holds licenses for Series 3, Series 7, Series 24 and Series 63. David is licensed to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/24/2015 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
11/07/2013 - 08/27/2014
GALLATIN CAPITAL LLC (NEW YORK NY)
NY
09/27/2007 - 11/02/2011
ARDEN SECURITIES LLC (NEW YORK NY)
NY
03/28/2005 - 10/01/2007
RMG PARTNERS (NEW YORK NY)
NY
05/14/2002 - 04/28/2003
HVB CAPITAL MARKETS, INC. (NEW YORK NY)
CT
08/03/1999 - 05/07/2002
COMMONFUND SECURITIES, INC. (WILTON CT)
NY
12/24/1997 - 08/27/1998
ALPHA SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2015
Series 3 - National Commodity Futures Examination
BC
Issued 12/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Regan is the right advisor for you? Invested Better is here to help.
