Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Paez is an investment professional with over 29 years of experience in the financial services industry. David Paez is currently registered with Cadaret, Grant & CO., Inc. David Paez is a Series 7 and Series 63 licensed investment professional, and holds the Series 65 and SIE licenses. David Paez was previously registered with Woodbury Financial Services, Inc., National Planning Corporation, Sagepoint Financial, Inc., SunAmerica Securities, Inc., and Joseph Charles & Assoc., Inc.. David Paez is a Registered Representative and Investment Advisor Representative, and has a strong history of working with individual and institutional clients. David Paez specializes in providing financial planning, investment management, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
12/11/2023 - Present
Cadaret, Grant & CO., Inc. (Prescott AZ)
AZ
10/13/2017 - 12/13/2023
WOODBURY FINANCIAL SERVICES, INC. (PRESCOTT AZ)
AZ
01/22/2009 - 10/13/2017
NATIONAL PLANNING CORPORATION (PRESCOTT AZ)
AZ
10/31/2005 - 01/26/2009
SAGEPOINT FINANCIAL, INC. (PRESCOTT AZ)
AZ
04/05/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
08/01/1995 - 04/06/2005
FOX & COMPANY INVESTMENTS INC. (SCOTTSDALE AZ)
FL
05/06/1994 - 08/11/1995
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
IA
Issued 08/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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