Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Oliveras is a financial professional with over 20 years of experience in the industry. David has a strong background in providing financial advice to individuals and families. David currently works at Charles Schwab & CO., Inc. in Forest Hills, New York. Previously, David worked at TD AMERITRADE, INC. in Forest Hills, New York, E*TRADE SECURITIES LLC in GARDEN CITY, New York, and CHARLES SCHWAB & CO., INC. in GREAT NECK, New York. David is a registered representative and investment advisor representative in the states of California, Connecticut, Florida, Georgia, Illinois, Maryland, New Jersey, New York, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Texas, Utah, and Virginia. David is also a registered principal with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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NY
01/26/2022 - Present
Charles Schwab & CO., Inc. (Forest Hills NY)
NY
11/08/2016 - 07/29/2024
TD AMERITRADE, INC. (Forest Hills NY)
NY
12/04/2012 - 10/19/2016
E*TRADE SECURITIES LLC (GARDEN CITY NY)
NY
01/14/2004 - 11/15/2012
CHARLES SCHWAB & CO., INC. (GREAT NECK NY)
NY
06/10/2003 - 01/07/2004
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
10/29/1999 - 07/31/2001
DIME SECURITIES, INC. (BROOKLYN NY)
OH
05/14/1999 - 10/18/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
06/26/1998 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
06/04/1997 - 08/26/1997
MONTROSE CAPITAL MANAGEMENT LTD. (NEW YORK NY)
NY
04/04/1997 - 06/19/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
NY
02/12/1996 - 09/24/1996
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 9/22/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/14/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/9/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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