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David Michael O'Connor

BNP Paribas Securities Corp.

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About David Michael O'Connor

David O'Connor is a financial professional with over 8 years of experience in the industry. David is currently registered with BNP Paribas Securities Corp. in San Francisco, California. David holds a Series 7, Series 86, Series 87 and SIE licenses. David also holds a Series 63 license. David was previously registered with EXANE, INC. in New York, New York.

Firm Information

David O'Connor is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David O'Connor’s Registration & Firm History

CA

10/25/2022 - Present

BNP Paribas Securities Corp. (SAN FRANCISCO CA)

NY

05/05/2015 - 10/28/2022

EXANE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/17/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2015

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/11/2015

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/05/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for David Michael O'Connor. Review regulatory record here.
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