Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Nelson is a financial advisor with over 30 years of experience in the industry. David has a broad range of experience, including working at Cambridge Investment Research Advisors, Inc., LPL FINANCIAL LLC, and Securities America, Inc. David holds Series 6, 7, 24, 31, 63, 65, SIE, and 99TO licenses. David is also a Certified Financial Planner and Chartered Financial Consultant. David specializes in providing financial planning and investment advice to individuals and families. David is registered to provide investment advice in several states, including Iowa, Texas, and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
03/01/2011 - Present
Cambridge Investment Research Advisors, Inc. (CLINTON IA)
IA
12/04/1997 - 03/14/2011
LPL FINANCIAL LLC (CLINTON IA)
NE
01/27/1994 - 12/22/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
04/15/1991 - 02/09/1994
HEARTLAND INVESTMENT ASSOCIATES, INC. (HIAWATHA IA)
NE
02/25/1991 - 04/19/1991
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
Issued 12/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 11/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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