Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mullan is a financial professional with over 25 years of experience in the industry. David is currently registered with Janney Montgomery Scott LLC in Philadelphia, PA and has been with the firm since 2007. Prior to joining Janney Montgomery Scott LLC, David was with Morgan Stanley & Co., Incorporated in Purchase, NY and Morgan Stanley DW Inc. in Purchase, NY. David has passed a number of industry exams, including the Series 63, Series 7, Series 24, Series 27, Series 99TO and SIE. David is a licensed securities professional in Pennsylvania and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
05/09/2007 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
NY
04/02/2007 - 04/23/2007
MORGAN STANLEY & CO., INCORPORATED (PURCHASE NY)
NY
06/01/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/14/1997 - 12/19/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 04/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/19/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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