Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid McCubbins is a financial professional with over 20 years of experience in the securities industry. David is currently registered with Newedge Securities, Inc. in Missouri. David has a wide range of experience in the securities industry, including experience with Stifel, Nicolaus & Company, Incorporated; Edward Jones; Huntleigh Securities Corporation; Dean Witter Reynolds Inc.; LINSCO/PRIVATE LEDGER CORP; and Sungard Institutional Brokerage Inc. David holds FINRA Series 7, 24, 31, 55, 57TO, and 63 licenses, as well as a Series 65 license. David is also a Registered Principal in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
05/01/2012 - Present
Newedge Securities, Inc. (ST. LOUIS MO)
IL
10/01/2011 - 02/29/2012
SUNGARD BROKERAGE & SECURITIES SERVICES, LLC (GENEVA IL)
MO
05/02/2008 - 09/30/2011
SUNGARD INSTITUTIONAL BROKERAGE INC. (ST. LOUIS MO)
MO
04/02/2008 - 05/07/2008
SCOTTRADE, INC. (ST. LOUIS MO)
MO
08/29/2007 - 11/13/2007
LINSCO/PRIVATE LEDGER CORP. (SUNSET HILLS MO)
MO
07/18/2000 - 05/01/2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
02/18/2000 - 08/02/2000
EDWARD JONES (ST. LOUIS MO)
MO
06/15/1999 - 01/06/2000
HUNTLEIGH SECURITIES CORPORATION (ST. LOUIS MO)
NY
01/01/1999 - 05/10/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/19/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 12/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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