Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lehrfeld is a financial professional with over 30 years of experience in the industry. David is currently registered with TD Securities (usa) LLC and Cowen AND Co.. David has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, CREDIT LYONNAIS SECURITIES (USA), INC., ING BARING (U.S.) SECURITIES, INC., HSBC SECURITIES, INC., and JAMES CAPEL INCORPORATED. David holds Series 3, 7, 16, 52TO, 53 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/05/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
11/01/2010 - 04/29/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/19/1998 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/21/1998 - 04/29/1998
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
08/07/1997 - 03/24/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
01/01/1996 - 07/25/1997
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NA
11/17/1995 - 01/01/1996
JAMES CAPEL INCORPORATED
NY
08/04/1992 - 10/20/1995
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
BC
Issued 05/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/29/1995
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 08/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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