Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael King is a financial advisor registered with LPL Financial LLC. David has been in the financial industry since 1998 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. David specializes in financial planning, investment management, and retirement planning. Prior to joining LPL Financial LLC, David worked at a number of other financial firms, including Foreside Fund Services, LLC, Arbor Court Capital, LLC, and Foresters Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
04/01/2024 - Present
LPL Financial LLC (BRENTWOOD TN)
ME
02/08/2022 - 08/18/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
OH
07/14/2021 - 11/30/2021
ARBOR COURT CAPITAL, LLC (BROADVIEW HEIGHTS OH)
NJ
05/05/2015 - 05/31/2019
FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)
NJ
07/07/2014 - 03/30/2015
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
TN
02/25/2009 - 03/05/2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
VA
01/04/2007 - 03/05/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
MN
12/03/2004 - 12/13/2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
SC
11/23/2001 - 02/07/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
FL
01/04/1999 - 11/28/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
03/21/1997 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
CT
08/26/1996 - 03/24/1997
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
CT
12/09/1994 - 07/10/1996
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
BC
Issued 02/15/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/20/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 11/26/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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