linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Michael Joseph

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Michael Joseph

David Michael Joseph is a financial advisor with over 19 years of experience in the financial services industry. David Joseph is currently registered with Citizens Securities, Inc. and has held previous registrations with PNC Investments, Natcity Investments, Inc. and Park Avenue Securities LLC. David Joseph holds Series 63, 65, 7, 24 and SIE licenses. David Joseph is also registered as an investment advisor representative in Alabama, Alaska, Florida, Indiana, Nevada, North Carolina, Ohio, Pennsylvania, Virginia and West Virginia. David Joseph specializes in providing financial planning services, portfolio management for individuals, and participates in a wrap fee program.

Firm Information

David Joseph is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Joseph’s Registration & Firm History

PA

04/05/2016 - Present

Citizens Securities, Inc. (MONROEVILLE PA)

PA

02/08/2008 - 12/05/2014

PNC INVESTMENTS (NORTH HUNTINGDON PA)

PA

01/19/2005 - 02/01/2008

NATCITY INVESTMENTS, INC. (HOPWOOD PA)

NY

04/09/2004 - 01/26/2005

PARK AVENUE SECURITIES LLC (NEW YORK NY)

Not sure if David Michael Joseph is right for you?

Licenses & Designations

IA

Issued 03/03/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Michael Joseph. Review regulatory record here.
Not sure if David Michael Joseph is right for you?