Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Huffman is a financial advisor with over 20 years of experience in the industry. David is currently registered with Raymond James & Associates, Inc. in Florida and Texas. David has a broad range of experience in financial services, having previously worked for Morgan Stanley, Citigroup Global Markets Inc., A.G. Edwards & Sons, Inc., and Edward Jones. David offers a variety of services to his clients, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
11/27/2013 - Present
Raymond James & Associates, Inc. (PONTE VEDRA BEACH FL)
FL
06/01/2009 - 11/26/2013
MORGAN STANLEY (PONTE VEDRA BEACH FL)
FL
08/16/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PONTE VEDRA BEACH FL)
FL
06/23/2004 - 08/22/2007
A. G. EDWARDS & SONS, INC. (JACKSONVILLE FL)
MO
02/20/2002 - 06/24/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 10/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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