Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Hollo is a financial advisor with Stifel, Nicolaus & Company, Inc., located in Frontenac, MO. David has been in the financial industry since 1981. Prior to joining Stifel, Nicolaus & Company, Inc., David was a financial advisor with WELLS FARGO CLEARING SERVICES, LLC, in Clayton, MO. David is registered with FINRA and holds Series 7, 9, 10, 63, and SIE licenses. David is also registered with the states of California, Colorado, Missouri, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/02/2023 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
01/01/2008 - 05/11/2023
WELLS FARGO CLEARING SERVICES, LLC (CLAYTON MO)
MO
08/31/1982 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
04/13/1981 - 09/08/1982
EDWARD D. JONES & CO., L.P.
BC
Issued 04/27/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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