Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Harris has over 30 years of experience in the financial services industry. David Michael Harris has worked at several firms, including Citigroup Global Markets Inc. and UBS Financial Services Inc. David Michael Harris is currently registered as a Registered Investment Advisor with Corient, a firm that provides financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
TX
01/25/2024 - Present
Corient (Houston TX)
TX
12/02/2010 - 10/04/2023
USCA SECURITIES LLC (HOUSTON TX)
TX
04/30/2004 - 12/06/2010
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
05/22/1989 - 05/13/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
04/11/1986 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 04/01/1986
Series 3 - National Commodity Futures Examination
BC
Issued 02/25/1986
Series 5 - Interest Rate Options Examination
Active
Inactive
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