Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Michael Hanford is an investment advisor representative with Charles Schwab & CO., Inc. based in Huntington Station, NY. David has over 20 years of experience in the financial services industry. David has been registered with the Securities and Exchange Commission (SEC) since 2003. David has also been registered with the Financial Industry Regulatory Authority (FINRA) since 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
01/26/2022 - Present
Charles Schwab & CO., Inc. (Huntington Station NY)
NY
04/09/2019 - 05/19/2024
TD AMERITRADE, INC. (Lake Grove NY)
NY
02/05/2013 - 04/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/06/2006 - 02/13/2013
CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)
NJ
05/18/2004 - 08/07/2006
ALLIANCEBERNSTEIN INVESTMENTS, INC. (SECAUCUS NJ)
NY
06/12/2003 - 04/30/2004
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
IA
Issued 04/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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