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David Michael Gustin

Osaic Wealth, Inc.

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About David Michael Gustin

David Michael Gustin is an investment advisor representative with Osaic Wealth, Inc. in Jericho, New York. David Michael Gustin has been in the securities industry since 1981. He holds Series 7, Series 15 and SIE licenses. David Michael Gustin is also registered as an investment advisor in 14 states. David Michael Gustin has previously worked at Wells Fargo Clearing Services, LLC, Janney Montgomery Scott LLC and Gruntal & Co., L.L.C..

Firm Information

David Gustin is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Gustin’s Registration & Firm History

NY

11/14/2024 - Present

Osaic Wealth, Inc. (JERICHO NY)

NY

04/16/2008 - 07/07/2021

WELLS FARGO CLEARING SERVICES, LLC (MELVILLE NY)

NY

01/22/2001 - 04/28/2008

JANNEY MONTGOMERY SCOTT LLC (MELVILLE NY)

NY

01/19/1981 - 01/30/2001

GRUNTAL & CO., L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1982

Series 15 - Foreign Currency Options Examination

BC

Issued 01/17/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Michael Gustin.
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