Unclaimed
David Michael Gildea is a registered representative with Cantor Fitzgerald & Co. David has over 20 years of experience in the financial industry. David holds the Series 7, Series 55, Series 57TO, and SIE licenses. David has been associated with Cantor Fitzgerald & Co. since 2019. Prior to that, David worked at Cowen and Company, Morgan Stanley & Co. Incorporated, and Bear, Stearns & Co. Inc.. David is licensed in California, Connecticut, Florida, Georgia, Massachusetts, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/19/2019 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
06/02/2010 - 07/10/2019
COWEN AND COMPANY (NEW YORK NY)
NY
07/08/2008 - 06/02/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/20/2000 - 07/08/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 04/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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